Investia administrative fee schedule

Last update: November 1, 2023
Effective January 1, 2024

Nominee accounts
Assets registered with the issuer in the name of Investia:
Investments are registered in the name of Investia Financial Services Inc. on your behalf as a nominee account. 		Client-name accounts
Assets registered with the issuer in your name:
This type of account holds investments that are registered in your name at the fund company (“issuer”).
Annual fees (per client1 )
— Any plan types2 $50
Transfer fees
— Total or partial transfer to another dealer/intermediary
— Total or partial transfer to a client-name account at Investia		 No charge
Other fees
— Returned cheque
— Research fee
— Estate/divorce/bankruptcy settlement
— HBP or LLP withdrawal
— Tax slip/contribution receipt duplicate		 No charge

1 

Annual fees are charged once per client by social insurance number. Note that this excludes corporate accounts, which are billed separately. Clients who hold a nominee account and a client-name account will only be charged the annual fee within the nominee account. Only on an exceptional basis will the fee be charged in the client-name account, such as securities held in a nominee account that are insufficient to cover the annual fees.

2 The following exceptions apply:

  • Annual fees are waived for clients who only hold one or more of the following products:
    • - RESPs
    • - RDSPs
    • - Closed products (valued at $0.00)
  • For those clients who hold accounts at B2B or any other intermediary accounts, annual fees will be applicable.

Notes:

  • Annual fees cover the period from January 1 to December 31 and are charged in the third quarter based on the market value of the client’s assets.
  • Annual fees will not be charged to new clients arriving over the course of the year until the following year.
  • Fees are subject to change following a 60-day prior notice.
  • All fees are taxable based on the client’s province of residence.
  • Investia reserves the right to charge fees for certain transactions and services not listed on this fee schedule.